SEC Archives - aydintepemedya.com

U.S. SEC charges blockchain payments firm Ripple with conducting unregistered securities offering

FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door at the SEC headquarters in Washington, June 24, 2011. REUTERS/Jonathan [...]

U.S. SEC orders UK's BlueCrest to pay $170 million to harmed investors

WASHINGTON (Reuters) – The U.S. securities regulator said on Tuesday that UK-based investment advisor BlueCrest Capital Management Ltd had agreed to pay $170 [...]

Citadel Securities sues SEC over approval of new stock-order type

(Reuters) – Citadel Securities, which provides trading services to asset managers, banks, broker-dealers and hedge funds, has sued the Securities and Exchange Commission [...]

U.S. markets regulator to vote on raising thresholds for shareholder proposals

FILE PHOTO: A general exterior view of the U.S. Securities and Exchange Commission (SEC) headquarters in Washington, June 24, 2011. REUTERS/Jonathan Ernst/File PhotoNEW [...]

Proxy adviser ISS to push ahead with lawsuit against SEC over new rule

BOSTON (Reuters) – Institutional Shareholder Services is pressing ahead with a lawsuit against the Securities Exchange Commission after the securities regulator last month [...]

SEC investigates Kodak's U.S. government loan disclosure: WSJ

(Reuters) – The U.S. Securities and Exchange Commission is investigating the circumstances around Eastman Kodak Co’s (KODK.N) announcement of a $765 million government [...]

U.S. to investigate Kodak's government loan deal, Trump says

(Reuters) – The U.S. government will quickly investigate the circumstances surrounding Eastman Kodak Co’s (KODK.N) announcement of a $765 million government loan to [...]

U.S. SEC chief 'worries' about retail investors trying to get rich quick

WASHINGTON (Reuters) – The head of the U.S. Securities and Exchange Commission (SEC) on Thursday said he is worried about the risks to [...]

UBS to pay over $10 million to resolve SEC charges on municipal bond offerings

WASHINGTON (Reuters) – A unit of UBS has agreed to pay more than $10 million to resolve charges that it circumvented the priority [...]

Activists quit, groups disband as HK security law is approved

Several prominent Hong Kong activists quit or disbanded their groups yesterday, after China’s Parliament approved a new national security law that many in [...]